ADVANCED BACKGROUND CHECKS

Performing a background check before beginning a new relationship and entrusting assets to an investment professional is the first line of defense in preventing investment fraud. Scrutinizing an investment firm or business opportunity's principles and key employees is designed to help ensure that applicants are who they represent themselves to be and have accomplished what they claim. 

​

​While many investors focus primarily on an investment opportunity's financial aspects, examining the people behind the venture is equally critical.  Understanding the individuals who manage your investments is not just about assessing their professional credentials; it's about gaining insight into their character, experience, and track record. This human element is often the key to successful investment management, revealing crucial information that financial statements alone cannot convey. The integrity, competence, and history of the people involved can significantly impact the success and security of your investment, making your role in evaluating them crucial. It's about feeling connected to your investments and engaged in their management.

​

​Remember, in investments, the adage "trust, but verify" is more than just a saying—it's a fundamental protection principle. By mastering the art of evaluating investment professionals, you add a powerful tool to your due diligence arsenal. This knowledge empowers you to look beyond the numbers and promises, enabling you to make investment decisions with greater confidence and security. It's about taking control of your financial future and feeling empowered by your ability to make informed decisions.

 

Our background investigations are designed to highlight any civil litigation, criminal history, regulatory actions, misrepresentations of credentials or career experience, conflicts of interest, and other activities that might impact an ability to perform and operate to your expectations.